Thanks to Tammy Stout of Quick Business Solutions (QBS) for explaining the ins and outs of the what it takes to be a good Compliance Officer. If you missed the webinar, here are the 5 key qualities that make a strong compliance officer that Tammy covered:
Looks like our new panel format webinar was a success! We received good feedback and many of you interacted with our panelist during the discussion of how to “Manage Compliance in 2012″. Thank you to our 3 panelist….Heath Stanley, Brad Garland and Henry Garland for sharing your knowledge of industry trends and helping Financial Institutions get educated . For those of you who missed the webinar, here is some of the info we covered:
Thank you to Becky Frederick from Deluxe Corp. for an excellent webinar presenting Best Practices in Complaint Management. This topic seems to be on everyone’s hot topic list ….here is some of the info she covered:
Current regulatory landscape review of Compliant Management
How to build your complaint processes and program
What role UDAAP plays a part in the complaint space
The role of social media
10 point readiness checklist for your own successful complaint management program
Heath Stanley, VP of Consulting Services at Garland Group, took time in this webinar to discuss the new release of the E-Banking Guidance for the authentication risk assessment. Attendees learned about what needs to be included in the risk assessment as well as how to incorporate into policy and practice. For RiskKey users, Heath demonstrated a template that was created by Garland Group and could be used to jump start this risk assessment project.